Showing posts with label electoral reforms. Show all posts
Showing posts with label electoral reforms. Show all posts

Saturday, November 8, 2025

Subversion of Indian Elections – Systems Vulnerabilities, Fixes & Needed Debates

Summary: Indian Elections are a spectacle – of a scale and intense slug fest that evoke admiration, derision and now alarm. This note unpacks what is dangerously wrong with the system at each level and what are the debates we need to have and what are clearly the best practical fixes. In this note, the most urgent and serious problems and how to address them are discussed. Interested readers can click on relevant hyperlinks to deep dive into references and my notes. For e.g. EVM system as used in the  Indian Election System deserves careful study because it is a critical element besides other factors like manipulated Electoral Rolls and immunity granted to Election Commissioners which, on the face of it, can upend the Indian Democracy. It is also important to know the difference between Indian Citizen, Indian Voter and Resident Indian. Those who are not subject experts should first consult the abbreviations.

 

Indian Election System is far from what India deserves. It is beset with serious problems at multiple levels – ironically all of these can be fixed – the biggest reason why this has not happened is lack of public pressure. Some fixes require constitutional amendments with 2/3rd majority, a few require legislative amendments with a simple majority and others require only a procedural change which could be mandated by ECI or forced by SCI. No one needs to be told that subversion of Indian elections is a big stakes game, consequential reforms will not happen automatically through institutions, without public pressure nothing much will happen. The required changes can be classified as Essential and Desirable – and further, by the time that will likely be needed for debates followed by legislative or institutional actions and actual implementation.

The Political Funding System and the FPTP, First-Past-The-Post System which have got exacerbated due to rising cost of elections (world’s biggest and costliest) and proliferation of political parties, have completely warped the representation of people’s will and put in power parties which do not represent the views of the majority and all manner of machinations are employed for making and unmaking coalitions. Debating and fixing these two very serious problems are long-term projects and they must not be sidelined. However,  there are other urgent problems related to the Voting System which must be fixed ASAP. The priority should be to first save Democracy and then to work on making it a responsive Democracy.

The processes of Electoral Roll preparation and EVM’s usage which constitute the Voting System have followed the law of entropy and the disorder in the system continues unabated. ECI (Election Commission of India), once a reputed independent institution is today seen as a government agent. SCI has been generally dismissive of activists’ challenges against ECI’s processes and conduct. Therefore, it is only public pressure that can save India’s Democracy.

In its 75-year history, the Voting System has evolved from Paper Ballots (1951-2004) EVMs (trial 1982, law 1989, full use 2004) EVMs + VVPAT (SCI order 2013, partial 2014, full 2019) VVPAT with dark glass modification (2017 onward; by 2019 full rollout). ECI has refused to share the source code citing security concerns and objections by ECIL and BEL. These two PSUs are sole suppliers and they have claimed IPR over the EVM’s program – which could be easily developed by a small team of programmers in one month. Many other countries which use some form of EVMs have published the source code for public scrutiny, for e.g. Australia.

Today India has a first-class DPI (Digital Public Infrastructure) but ECI is oblivious. ECI behaves as if it is in another backward country! The errors and fraudulent additions and deletions in the Electoral Rolls ECI prepares, even after SIR (Special Intensive Revisions) are being uncovered daily. These wrongful additions and deletions in electoral rolls are so striking in terms of volumes and types that they point to ECI’s extraordinary incompetence & arrogance, at best and, collusion with fraudsters, at worst.   

ECI continues to imperil the Indian Democracy. CECs not only tell lies, they are amazingly ignorant - Gyaneshwar Kumar in a press conference on 17-Aug-25 said digital electoral rolls (searchable text pdf as opposed to scanned pdf files) are not released because they can be edited and further, a SCI ruling of 2019 restrains ECI from releasing such searchable pdf files. He was fibbing, there is no such ruling. Ex-CEC Rawat, in presence of two other Ex-CECs, at a conclave on 6-Sep-25, similarly claimed electoral rolls in digital searchable formats are not released due to fear of editing, apparently these CECs haven't heard of DSCs (Digital Signature Certificates) which make the searchable pdf files tamper-proof. Documents signed with DSCs are legally enforceable. Even SCI orders are released with DSCs and published on its website. Current and past CECs don’t seem to be aware of such basic techniques? Furthermore, editing a file downloaded from ECI portal does not alter the state of the database on ECI's server. Rahul Gandhi has provided proof of 12% to 17% bogus electors in the lists of Haryana and Mahadevpura constituency. The high volume of these "errors" coupled with ECI's policies of withholding CCTV footage and not sharing Form 17-C immediately after poll closing time, invite strong suspicion of hanky-panky and naturally diminish faith in the Election system. No wonder, “Vote Chori” campaign spearheaded by LOP is gathering steam.

ECI's reputation has declined rapidly and, today its credibility is at its nadir. [The story of ECI - A 37 min documentary by DeshBhakt, Akash Banerjee dated 6-Sep-25]. ECI has failed to respond to most challenges of the citizens and Opposition Parties. Unfortunately, SCI has sided with ECI and treated citizens' challenges as motivated or instigated by Opposition Parties. SCI has also issued absurd post-poll audit orders which betray technical ignorance; SCI Judges are not aware that the malware used to game EVMs can self-erase before poll closing, leaving no trace for any auditor to find any evidence of manipulation. A few innocent contestants paid hefty fees and asked for such audits but no one has heard anything about the outcome so far.

There are eleven levels or stages where elections are being subverted or could be subverted. The delimitation of constituencies is the twelfth level where games can be played but that is not discussed here. 

The vulnerable stages in the election system are classified based on the characteristics of fixes – S for Short-term, M for Medium-term and L for Long-term and E for Essential or D for Desirable (abbreviations marked in square brackets in the first column).  An Opposition Leader of Bihar who was interviewed recently identified many stages which have likely been subverted by the ruling party. 

Vulnerable Stages of Election Subversion and Fixes: TABLE

CONCLUSION

Risks India's democracy faces can be cut significantly by implementing Actions marked S&E (Short-term & Essential). ECI has become an untrustworthy organisation due to EC's immunity and appointment rules. ECI's & SCI’s rulings make reforms difficult. Therefore, public debate and persuasion is essential. By utilising India's excellent DPI coupled with tweaking the Aadhaar Act and making minor changes in VVPATs, we can quickly secure India's democracy. Subversion of Indian Elections is a high stakes game and if hacking/manipulations is being done, it is likely being done by top drawer hackers who will NOT leave an audit trail. Reducing the need for humongous political funding and the necessity of changing the First-Past-The-Post system need to be much more vigorously debated. The large-scale deletion of genuine voters can be mitigated by making citizens alert and implementing remedial action# 5.4. In existing type of EVMs, malware introduction at DEO’s level allows a constituency’s result to get hijacked without an audit trail. Action at Sr# 8.2 is enough to thwart EVM hacks/manipulations. CU machine ID hack is also easy but it requires more accomplices to manage stolen machines and substitution. Actions#9,10 & 11 will thwart post-poll gaming.

Wednesday, December 13, 2023

EVM voting & ECI processes - program, data and counting - current vulnerabilities, remedies and action required by INDIA

 

Synopsis: It is said in a Democracy people get the Government they deserve; but what if the Election System - the machines or the processes - are deficient? Then the Government ought to fix it or else the people should agitate to fix the deficiencies. Recent disclosures - as documented by independent journalists and pointed out by activists - show the Electronic Voting Machines (EVM), voting and counting processes in use in India can be manipulated (are hackable). Denying audit challenges is not consistent with democratic norms nor the Constitution of India. The Government, Election Commission of India (ECI) and Courts should accept the citizens' right to know and even provide the means to the contestants to make feasible verifications and allow them to mount audit challenges. The authorities should publish a fair process to allow and resolve contestants' audit challenges. What can be the means and processes for enabling audit challenge which will deter frauds that thwart our democracy?   


In the context of Electronic Voting Machines (EVM), how democracy is subverted, or can be subverted, is a question much debated. Concerned citizens have been agitating in India and have met with only limited success - especially now, since all pillars of the Indian democracy seem to be failing in unison.

Election Commission of India (ECI) is a constitutional body supposedly independent of the GOI. However, in reality, a whole lot of processes related with the use of Electronic Voting Machines reveal that GOI is in charge where ECI ought to be in charge. Under the bogey of secrecy for reasons of national security or abdication of judiciary to rule in its domain by calling it the domain of the executive, the democratic processes have been imperiled and even subverted.

People who have little understanding of Information Technology and Digital Security are in charge of designing policies and processes and even SCI has ruled in a way to curtail citizens rights to access programs that ought to be "open source" under the garb of "sensitive", "Intellectual Property" and "Executive Domain". After observing strange coincidences (statistical improbabilities), unexpected electoral results (outside the forecast of all pollsters) and documented anomalies (see articles below in RELATED section), this note references the on-going agitations for fair elections and prescribes what ought to be additional and very important concerns of Indian citizens and actions required for deterring electoral frauds in the future.


PETITION FILED TO ECI to conduct FREE AND FAIR ELECTIONS - Citizens campaign, started a few months ago, by concerned citizens - Petition started on 24-Aug-23 by Prof. MG Devasahayam


ADR's recommendations for Electoral Reforms, Political Reforms and Rules for ECI: PDF file from ADRINDIA.org

The above petition and recommendations miss out some of the important issues arising from the points raised in the article of 10-Nov-23 in The Wire by Meetu Jain.

Most importantly, there are three points of hacking that need to be safeguarded against for preventing subversion of the voting and counting process -
i) EVM program hack,
ii) EVM results hack and
iii) results counting by ECI hack.

>>INDIA parties should ask for the following five things in the petitions to ECI and SCI; these steps for transparency are meant to deter voting frauds without forcing withdrawal of EVM or change in any methodology ECI follows in their deployment:

1) Source code of EVM must be shared with public - (this will have to go into a review petition as SCI has already ruled against revealing the source code even to ECI for audit),

2) "Audit Challenge" to discover fraud through any EVM must be resolved through a published process that should include comparing source code of suspect EVM with master copy - can be done by Political Parties/independent auditor,

3) At the Start of voting and after close of voting, the program AND results from each EVM should be allowed to be saved in an external storage by each contestant party for fulfilling the option of an "audit challenge" - each record in the votes cast data file will contain EVM ID, date time stamp, ID of candidate voted for; voter id is not available (so secret ballot is honoured - no one can find out who voted for whom); if there is an "audit challenge" then ECI's database from which results were announced will have to be compared with records saved in external devices submitted by the challenger political party/parties; If ECI aggregates the results filed (entered online manually) by the ECI's Returning Officer (RO) at each constituency, then the audit challenge will involve comparison of the EVM wise Candidate wise counts filed by the RO i.e. the figures from each of the EVMs the RO took into account (see the ECI's counting process note here: link). It should be noted that the data copied from memory stick has only the candidate ID and NOT the name of the candidate; as ECI does not want the results to be known until all voting is completed, in multi-phase and bunched multi-State elections, the password to the list of Candidate ID + Names will be released by the ECI when it wants - i.e. after voting is over; the encrypted list of Candidate names & their IDs will be downloadable from ECI portal by authorized Party representatives and Independent candidates right at start of elections.

4) ECI must have control over randomized distribution of EVMs at State and Constituency levels,
 
5) Sample checking at random of 5% to 30% should always be done of results counted through EVMs and manually of VVPATs.

[For meeting the requirements in point# 2 (detection of program hack) & 3 (detection of "data of EVM results" AND "results transmission & counting by ECI" hacks) EVM could provide a removable memory stick (flash memory card) which can easily hold the copy of the program AND results stored in the internal memory of EVM. Memory sticks have capacities ranging from 1 GB to 1 TB and more. EVM will have to be provided two buttons - "Start" and "End" - when these buttons are pressed, BOTH - the program and results data will be copied into the memory stick - further, only after the Start button is pressed, voting can commence and after the End button is pressed, voting will cease - i.e. the EVM will not be usable for any further voting until it is initialised for next round of election through the existing ECI processes. Using the removable memory stick, the ECI's booth officer and contestants' representatives will be allowed to copy the program + data into their own phones or computers - twice - at the time of Start event and also at the End event]

If these requests (#1 to #4) are denied, all Opposition parties should resist the use of EVMs henceforth and INDIA parties could use Point#5 - for negotiating 100% of VVPAT counting AND for the printed slip to be physically picked up by the voter and for the voter to push it into the box of votes for counting - ONLY the physical count would be treated as the final result - not the EVM memory results (in case they differ). See the hack video in the Notes below on Challenges to EVM and reaction of authorities (presently 5% VVPAT vs EVM counting comparison per constituency has been allowed - this is pointless in view of the hack of EVM + VVPAT actually demonstrated).



Most disconcerting facts and revelations uncovered by the staff of The Wire and reported in the article (verbatim extracts):

(1) In September, the Supreme Court refused to entertain a public interest litigation that asked for an audit of the source code of the Election Commission’s electronic voting machines (EVMs) by an independent agency. While dismissing the case, the court said “there is no material on record to indicate the Election Commission is not fulfilling its mandate.” 

(2) The TEC in fact recommended again and again that the veil of secrecy surrounding source codes should be lifted. In 2013, the TEC said that a facility be provided so the “code in the EVM units can be read out by an approved external unit and the code so read may be compared with corresponding reference code to show that code is same as that in the reference units. The scope of comparision is only to ensure that there is no trojan or other malware for EVMs in use.” 
This report of 2013 was the last the government shared with activist Venkatesh Nayak via RTI. No report has been made public post 2013. 

(3) India’s disproportionate secrecy is in marked contrast to other countries still using electronic voting devices. 

(4) Emails and phone calls to officials of the ECI and spokesperson elicited no response. However, government officials told The Wire, “There is no reason why the source code information should be shared. People have gone to the Supreme Court again and again on this matter and their efforts have been rebuffed. The Election Commission has answered the court each time. These are nothing but motivated questions.” 
Former CEC, Ashok Lavasa, says, “There have been a number of discussions on making source code public though the ECI goes by what the TEC says. The ECI prefers to be guided by academics like those at the TEC and go with their wisdom.” 

(5) In an RTI response to Venkatesh Nayak, BEL admitted that the chip they are using is from US-based NXP semiconductors. In addition, the NXP website says, this is not OTP. Instead, it has three different kinds of memory – SRAM, FLASH AND EEPROM. All three types can erase and rewrite data, or retain data bits in its memory or the memory can be electronically erased and rewritten. In other words, software that can be overwritten or reprogrammed cannot have the safeguards of being one time programmed. 

In a paper on EVMs in 2010, a committee including Michigan University professor Alex J. Halderman had this to say with reference to expert committee members picked for EVMs: “This time the committee members were A.K. Agarwala and D.T. Shahani, with P.V. Indiresan serving as chair. All three were affiliated with IIT Delhi, but, like the first committee, none appear to have had prior computer security expertise. Again, the committee members did not have access to EVM source code and relied on presentations, demonstrations, and site visits with the manufacturers. 

“In their report, the ECI has reiterated its view that the machines were “tamper-proof”. 
In fact, Professor Indiresan is reported to have once said that questioning the ECI’s integrity is like asking Sita to undergo trial by fire.


Observations on the above facts and revelations:

(1) Judgment of SCI is beyond ridiculous - judiciary needs education on the concept of "Open Source" (ironically CJI, DY Chandrachud is a votary of "Open Source" technologies - having introduced a number of open source ICT based innnovations he only needs to be reminded of the benefits of Open Source in a voting system which is plainly a public service system); citizens right to know that fair processes are in place for elections is non-trivial; knowledge of source code cannot compromise national security; policy of executive is violative of citizens right to information; finally the alibi of IPR in not sharing the source code is a big joke - the program for EVM is one a junior programmer can write - even an elevator operations program will be more complex in comparison! 

(2) TEC report of 2013 is absolutely correct - made by competent people of integrity

(3) India can learn from USA, Australia and many other countries before claiming to be mother of democracy - the article cites many examples

(4) ECI boss needs to show some spine, it is doable - s/he can take inspiration from late T.N. Seshan

(5) These so called ECI's tech experts claiming the EVMs are tamper proof and that ECI cannot be questioned - are at best digital illiterates or worse - individuals of compromised integrity - like Sita, they must be subjected to undergo trial by fire!

======================


RELATED

Challenges to EVM and reaction of authorities: Notes
(See the link in the notes to the most ingenious hack - 4pm New Network - viral video)

See in this 5 min video the striking pattern of BJP wins whenever the counting happened after a delay of a week or more of polling; BJP lost more seats whenever the counting happened soon after polling..

Ds4 News clipping of 5M:53S

8-Dec-23 INC TV Chhatisgarh voting % changed by ECI after having announced the voting percentage two days earlier and confirming that EVMs were sealed and placed in a strong room. ADR representative has pointed this out. Reply from ECI? Tweet


Citizens’ Commission on Elections’ Report on EVMs and VVPAT - Report of 11 pages of 8-Apr-21 - recently signed by 6,500 eminent people Report



12-Dec-23 The Wire - Meetu Jain's article on the bill GOI intends to pass that will replace CJI by a Minister of PM's choice in the Committee that appoints CEC and ECs - making ECI totally subservient to the Government: Link

Electoral Reforms India urgently needs - Anil Srivastava's blog:  Link



Sunday, June 23, 2019

Electoral reforms - Online voting and funding reforms needed; Not One Nation One Election

Updated: 18-Dec-24

ग़रीब लहरों पे पहरे बिठाए जाते हैं,
और समन्दरों की तलाशी कोई नहीं लेता.....
~ वसीम बरेलवी


Given one hour to save the world, I would spend 55 minutes defining the problem and 5 minutes finding the solution. ~ Albert Einstein


The real problem of our democracy is
i) how to get more numbers of honest and smart people in positions of power and
ii) how to make the Government more responsive.

Electoral reforms are a large part of the solution
. Common lament we hear is that politics is a dirty business and only crooks enter and thrive in it - qualifications or track record of public service or philanthropy matter little. This is ofcourse mostly untrue, however, there is no gainsaying that money swings the election results. If we dig deeper we can easily find the larger part of the problem - it is the system and the play it gives to dirty money that is the culprit and not the politician or the wannabe politican!


WINDOW OF OPPORTUNITY:
 

One Nation One Election Bill has been introduced on 17th Dec'24 in Lok Sabha CLIP For it to be passed, 2/3rd majority vote will be required, after Joint Parliamentary Committee has vetted the 322-page report. Before this can happen, the citizens of India have a rare opportunity to discuss election reforms holistically. The reform of "1N1E" a.k.a. #One-Nation-One-Poll, can be substituted by another set of reforms with all the claimed benefits and more. Protagonists of 1N1E or 1N1P need to be educated, but more importantly, we - the citizens - must push for making Indian democracy safe and more vibrant.  

In the interdependent triad of contributors to the progress of the nation: PEOPLE - POLICIES - SYSTEMS - we should start with the "SYSTEMS" reform because it is doable with the flick of a pen and it will have a significant and immediate impact. Moving one log can clear a log jam!

The current election system is such that more honest and smart candidates likely lose elections and those who bend the rules (or their party does) likely win elections. Fortunately, today India has the digital public infrastructure and a flexible Constitution, capable of amendments, therefore, we can attempt to undertake what is proposed here - a set of urgent "rules reforms" which we can do before 2026, and "online voting systems reforms" which can be done during the 2024-2029 time-frame. These reforms can be done through the existing "democratic system". Most politicians will resist this change for reasons that are too obvious to review. Without public pressure, the existing legislators likely have no interest  to understand and demand the required changes. 

The idea of syncing all elections conflicts with the spirit of the existing federal structure envisaged in the Constitution of India. If the benefit we are looking for is to cut time and cost of conducting elections, debate should centre on leveraging the Digital Public Infrastructure  (DPI) we already have.


We know there are monetary and non-monetary costs of conducting elections 
(1- footnote).

For e.g. the 2024 General Elections were estimated to have cost $14 billion and the 2019 GE were estimated to have cost USD 7.5 to 10 Billion, i.e. Rs.60K to 80K Crores - of which at least Rs.50K crores was spent by candidates and their parties and Rs. 9K crores was Government's share of expenditure. After syncing all elections, i.e. General Elections, State Elections and Local Government or Panchayat Elections, it is hard to guess what the total expense will balloon to. 

 

The official declared income of BJP and INC is less than 10% of the abovementioned election expense figure (Visit Myneta ADR website for all details)! In other words, the elections are conducted with massive amount of money mobilised and spent under the table - one can imagine the quid pro quo in such transactions and the inevitable corruption that ensues. If we stack up the costs of State level and Panchayat level elections, the total will be staggering - likely to be few lacs of crore rupees and the quid pro quos several lacs of crore rupees. The cost of the government employees and security forces deployed to oversee these elections is invisible. The deployment of millions of staff, results in lost productivity and loss of school time as teachers and school resources are extensively requisitioned in organising elections. Due to logistical reasons, elections in many states stretch over several weeks!

The non-monetary costs include the adverse effects of governments going into seizure due to MCC - Model Code of Conduct which gets kicked in ahead of election dates. The government is not allowed to announce policies and it cannot roll out plans that may seem to influence the voters.

The dominant BJP and INC national parties have their leaders over stretched due to perpetual election cycles; the regional parties are not unhappy with the current situation; they likely view with suspicion the debate over syncing elections. Check Election Commission of India: ECI recognises 6 or 7 political parties as national parties. BJP is reputed to win elections because of Modi ji's personal popularity which made the 2019 Parliament (Lok Sabha) elections look like a Presidential election. PM Modi has also come to believe that he alone is sufficient to win all elections. His recent boast in the Parliament (Rajya Sabha) on 9-Feb-23:"
एक अकेला कितनों पे भारी पड़ता है "! PM Modi wants to sync elections ostensibly to save costs but in his heart, he may be wanting the elections to become Presidential type.

To tamp down the abovementioned monetary and non-monetary costs, Modi ji has proposed a debate on "One Nation One Election". The democratic system envisaged in the Constitution of India requires a five-year term provided the government has a majority of members in the house, if it loses the majority and an alternative government cannot be formed, elections have got to be triggered within a stipulated period of x months. Therefore, this rule will conflict with the proposition of One Nation One Election as soon as any Government collapses before x months remain in its 5-year tenure. A constitutional amendment will be required to compress or stretch the period of tenure that remains in every case of premature cessation of a Government to sync all elections.

Rather than amend the constitution to accommodate the 1N1P idea, is it not better to discuss how to make elections less costly and quicker? No one seems to be debating this question!

Practically, all resident Indians and overseas Indian citizens, who are eligible voters, today have Aadhaar IDs. Over 1.3 billion (over 99.8% of all adults) Aadhaar Ids generated

 

WHAT WE NEED TO DO

 

Aadhaar should be passed as a security bill - at present it is emasculated by the order of the SCI because Aadhaar was passed as a Money Bill - Modi Government was scared so it bypassed obtaining voting in Rajya Sabha by legislating Aadhaar as a Money Bill. SCI has therefore, curtailed mandatory applications of Aadhaar to financial benefit (transactions) schemes or tax compliance issues like PAN linkage with Aadhaar. (Myths about mandatory use of Aadhaar and risks of sharing Aadhaar number). Those who apprehend risks due to Aadhaar linkage with voter ID should read: Common misconceptions about Aadhaar.

 

First, the past lapse of passing Aadhaar as a money bill has to be rectified so that necessary legislative support is provided for allowing Aadhaar to be used in non-monetary applications like the security and ID authentication, required in our voting system. The latter proposition is certainly likely to find acceptance with all parties - provided BJP and GOI make their intentions explicit. 

With today's DPI in India, it is very easy to conduct electronic online voting. First step, as mentioned above, is to get the legislative support to mandate linking the Voter Card (proof of citizenship) with Aadhaar Id (proof of Id) - this will ensure there are no duplicates in the voter database AND all voters are authenticated every time they vote. This process will also include the process of syncing names on the two cards - it is estimated that more than 80% of the people have mismatching names between their Aadhaar and Voter ID cards. 

 

Without a data protection act, it would have been justifiably considered objectionable to link Aadhaar with Voter ID. Recently THE DIGITAL PERSONAL DATA PROTECTION ACT, 2023 has been notified in the Gazette of India (11-Aug-23). Voting as we all know follows the "secret ballot" code. Computer program can be written such that no one can find out the identity of a voter without authorisation and now the notified Data Protection Act will (hopefully) curb mala fide authorisation to any agent of the government. In the voting application program, it is necessary to ensure that at the time of voting, the voter's biometrics be authenticated to prevent proxy voting i.e. it is necessary to ensure that a person in wrongful possession of a Voter card (Voter ID credentials) is not voting. In this application VIRTUAL ID (VID) for authentication cannot serve the purpose. VID is issued by UIDAI and it is meant to prevent profiling - i.e. pulling data from different applications databases in which Aadhaar is seeded. Since we want to deduplicate individuals having multiple Voter cards and authenticate a voter every time, it is necessary to link Aadhaar. Read about VID here.


HOW WILL THE PROPOSED ONLINE VOTING SYSTEM WORK

 

Online (INTERENT) voting can enable citizens to vote from anywhere in the country. One of the reasons for "low voter turnout" is migrant population - huge number of people are not available in their constituency on the day of voting. At the time of doing online voting, as already mentioned, the voter would be asked to submit biometric authentication - this ensures the eligible person is voting - multiple time voting can be allowed in the time window announced for voting - only the last vote will count. Those who do not have biometrics submission device will need to visit any ECI authorised mobile services centre or any bank branch to vote - for a small fee of Rs. 2 - 10 (which would be reimbursed to the agency by ECI online - citizen will not pay for the first time). There will be no need to set up booths and requisition millions of teachers for election duty at the time of voting. (See linked notes below - current cost to ECI is above Rs.100 per vote cast).


The above arrangement will drop the election costs drastically (by over 90%) - logistics will be highly simplified. Migrant workers, estimated to be between 10% to 20% of total voters, who are not present in their constituency on the days of voting, will be able to exercise their franchise. In 2019 LS Elections, ONLY 67% of the eligible voters actually voted - in Bombay the voting turnout was only 55% - with online anytime-anywhere voting facilities, the polling percentage would have been higher. Areas without Internet access, are already being served by satellite linked (through VSATs) CSCs (Common Services Centres); despite this, if there are pockets not served by CSCs then ECI will have to improvise suitable "CSCs".

 

BENEFITS OF ONLINE VOTING

 

With successful introduction of online voting, India will not only save enormous cost and time, it could derive many other benefits. Voting participation will improve SIGNIFICANTLY as all of the migrant workers will be able to vote from wherever they happen to be on the dates of polling; the sheer convenience will pull many more voters. 

 

OTHER MAJOR REFORMS THAT WILL BECOME FEASIBLE DUE TO ONLINE VOTING:

 

O1.     Two-round system (TRS) of voting in place of the FPTP (First-Past-The-Post) currently followed: If TRS is adopted, in the first round if the top candidate fails to secure 50%+ votes, a run-off election round will get triggered. In a modified TRS, in the run-off round, only the top two candidates (instead of all candidates having polled above x% votes) will be allowed to participate. With online voting, the cost of conducting the TRS elections will NOT be a barrier and democratic representation will become stronger as we will ensure that the winner has 50%+ votes. TRS will overcome a lot of maladies. A major defect in the FPTP system due to which opposition parties with similar ideologies, but one which is opposite of the winning party's ideology, lose out as their votes get split and the "majority" party wins despite obtaining fewer votes (i.e. less than the combined votes of the opposition parties). In FPTP system, the winning party can win disproportionate number of seats compared to its share of votes. For e.g. in 2019 LS Elections, BJP won 303 or 55.8% seats (=303/543) even though the party obtained only 37.36% of the polled votes. [The NDA alliance, which included BJP, won 353 seats with 45% of votes]. Net effect of FPTP system is that a Government can be formed by a party formation with an ideology that is rejected by the majority -this is the case at present. With TRS, this situation would not arise even if parties with opposing but similar ideologies (with respect to the dominant party's ideology) are not united in a prepoll alliance - because in the second round, the split votes will tend to coalesce in support of the only candidate remaining in the contest! [Unlike in USA and UK, where there are two dominant parties, in India for most seats, the contest is among multiple parties, therefore, the votes get split much more and the winning candidate often has a vote share well below 50%. FPTP thus has serious pernicious effects of "unrepresentative democracy" in countries where the elections are fought with many parties in the fray. Ref: Note on TRS vs FPTP for India.

O2.     Referendums can be introduced. Based on legislatures listing worthy issues for referendums, either quarterly or half-yearly or yearly referendums could be held at all levels of Government- National, State or Local Urban or Rural Governments. Referendums will make the Governments more responsive as people will get a greater voice. Legislators will tend to be more accountable.

Gradually the country can refine the election processes and graduate to having issue-based referendums, annually or half-yearly, like Switzerland and other Western democracies have. 

 

THE URGENT REFORM OF ELECTION (POLITICAL) FUNDING, EXPENSE AND TRANSPARENCY 

The five specific issues we should debate are categorised under two groups; there are three issues related to money and two related to transparency and accountability.

1. FUNDING AND EXPENSES RELATED

F1.1 Candidate expenses: The per candidate election expense cap must go - especially as there is no cap on the Political Party expenses. For MLAs and MPs at present the limit is Rs. 28 lacs to 95 lacs only. This preposterous rule places independent candidates (poor or billionaires - doesn't matter) or candidates of newbie and not-so-rich parties, at a tremendous disadvantage. The expense cap is only for candidates - there is no limit on expenses a party may incur in the candidate's constituency - in many constituencies, experts have calculated the expenses range between Rs.10 to Rs.70 crores (in MLA or MP contests). At present, parties disclose election expenses to match their income which is estimated to be less than 10% of their real expenses. This means 90% of expenses are off the books. So, the rules need to be modified in a way that candidates and parties can mobilise funds and spend legally. Present system forces both spending and mobilising to be done illegally - and it compels virtually every candidate to lie on oath about the real expenses incurred. And in this process honest and successful individuals who have no black money to fight elections, either don't enter politics or if they do, they likely lose elections to those who outspend them (illegally) - one example easy to cite is that of Nandan Nilekani (a technocrat billionaire) who contested for a MP's seat, on a Congress ticket and lost to a BJP opponent, in Bangalore - a city considered to be the IT Capital of India! No reform of any kind seems more important than the amendment of existing political (election) funding and expense limit rules that clearly diminish the chances of good, honest and successful people from getting into elected positions. When honest and smart people get into positions of power, one can expect to see reforms and policies that actually favour building a vibrant democracy - one that provides more voice to its citizens and also drives the future progress of India.

 

F1.2 Political funding: NO DONATION to a political party or a candidate should be hidden - there ought to be 100% transparency; anonymous political bonds must be abolished; the bonds tend to go to the ruling party (and it is not hidden from the ruling party, rather it is hidden from the opposition parties and the public). There should be a high cap (order of 50 or 100 crore rupees) on individual or corporate donations, including "permitted" foreign entity's donations. However, above a certain amount of donation, say Rs.5 lacs, there should be an obligation for a complete and detailed disclosure of donor's involvement in ANY government project which is ongoing or which is likely to start; also, of any action that Government has taken against the donor or the donor's brush with law. All donations must be listed on a website mandated by the ECI.


F1.3 State funding and resources support: Each party and candidate must publish their statement of objectives - and be asked to debate; these moderated debates should be on State-paid TV time and on all State-owned platforms which may syndicate the debate feeds to private channels - it is a big flaw in our system that today, candidates are not asked questions - related to new promises, public issues or old promises they may have made! The expensive rallies and physical meetings which involve extravagant preparations and costs will automatically decline if State-sponsored air time is made available - and, more importantly, candidates without monetary resources will be able to communicate with the electorate and give responses to researched questions of expert moderators. The televised debates could be recorded and catalogued on the ECI portal so that voters can access the same anytime (with translated scripts in different languages). Candidate accountability and a more informed electorate are very important in any democracy!

 

2. TRANSPARENCY RELATED

 

T2.1 Candidate disclosures: Candidate's disclosures of his/her qualifications, assets, liability, income criminal cases faced or ongoing and business transactions with Government departments or public enterprises in the form of an affidavit should be published on the ECI website (this is not being done for items mentioned in italics) AND number of complaints or challenges received by the ECI against claims in the candidate's affidavit, and those ECI has verified, along with the details should also be published.(this is not being done today - in fact complaints to ECI are ignored - it verifies nothing). ECI says it has no resources to investigate nor refer such cases to State agencies - this deficiency in the transparency system needs to be fixed by requiring and enabling ECI to settle complaints & challenges and regularly publish the status of its findings. 

T2.2 Party functioning transparency: Political Parties, particularly the "National Political Parties" so recognised by ECI, should be subjected to three rules -
i) they must be brought under the purview of RTI Act,
ii) they must publish their manifesto before each election AND
iii) they must publish their inner party constitutional framework and the audit report of its framework by ECI - it doesn't matter if the framework is "democratic" or "autocratic" or "dynastic"; ECI's audit stamp will merely confirm that the party is following the published framework. This is like the public disclosure a company makes before a public issue - ECI's stamp of audit merely confirms that the party practices are found to be in conformity with its stated constitutional framework - it is not an endorsement of any claims of the party being meritorious - which is a matter of voter's (informed) judgment.. 

 

CONCLUSION

 

To sum up, two sets of reforms are discussed above.
The set of urgent reforms related to money and transparency are capable of being implemented before the next General Election in 2024 - this could happen provided there is sufficient public pressure and / or a political will. These easy-to-do electoral reforms will help in putting honest and smart people in positions of power (as legislators).
The other high-tech reforms for making voting online anytime-anywhere and conducting referendums could be attempted by the legislators elected in the next General Elections (hopefully smarter and more honest), in five years: in 2024-2029. 
The high-tech reforms will make our democracy far more responsive than it is today; besides, the reforms will also save huge amounts of money (official and unofficial, private or public) and time we spend on electing MPs, MLAs, Corporators and Panchs! We can forget 1N1P and talk about the above reforms instead.

 

Epilogue:

 1. Public pressure is also required to have the Election Commission of India (ECI) conduct free and fair elections; ECI must respond to queries and complaints, manage and act against MCC violations. Serious violations and anomalies have been reported by Citizens Commission on Elections (CCE) If we cannot make the archaic EVMs, and fraud-prone post-poll processes, safe with the required tweaks, we ought to revert to paper ballots to save our democracy (the tweaks are simple, read my Nov'24 blog)


2. After having been in information systems-designing-developing-deploying business for many decades, and having seen India's Digital Public Infrastructure, I have no doubt that we in India have the capacity and readiness to implement the online voting system described above. See below the transaction volumes we have crossed with two systems (UPI and Aadhaar, no other big country has equivalent systems); no country is close to achieving these volumes, forget beating these performances, USA, China and EU included:

 


We also have millions of Web cameras deployed with online monitoring in hundreds of applications. Each ECI authorised agent, e.g. bank branch, post-office, CSCs (5.21 lac of which 4.13 lac in rural India), TSP offices etc. during the voting time window could have surveillance webcams linked to ECI monitoring stations in which representatives of political parties could remain present so that voters who visit agents to vote could be watched - each transaction of vote would be time stamped (to correlate with recorded video, in case audit is required). This is one example of the future "voting booth" configuration; ultimately, after everyone becomes tech-savvy, even these "booths" could be eliminated.
The prefixes O (Online), F (Financial) and T (Transparency) in the numbered items above, are for referencing in Google Form.


End
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1- Footnote
The Indian Government structure envisages Central Government, State Government and Local Government. In the top two levels of the government there are nominated representatives otherwise representatives are directly elected by the citizens of India. The elections are not in sync so, the country seems to be perpetually in election mode.

At the top level, in the Indian parliament 543 seats of MPs are contested by close to 10K candidates! (Before 2020, two additional MPs were appointed by the President on the advice of the Government).

At the middle tier, in the Legislative Assemblies of the States, for about 4K MLA seats. tens of thousands candidates contest.

At the Panchayat or Municipal level local governments, for about 300K seats there may be over million contestants.

There were 968.8 million registered voters in the 2024 Parliamentary Elections of India.

Ref: http://www.elections.in/government/

Election expenses by candidates and parties Rs.50K to 80K crores

Government's expenses in conducting 2019 LS - also called General Elections - Rs.9,000 crores. Assuming there were 900 million eligible voters, the ECI expesne per voter = Rs.100

2- Footnote
Voting will be done with two factor authentication just like it is done with banking or credit card transactions; either with OTP or biometric authentication - voter's finger print or iris scan or facial recognition in future (VID cannot be used instead of Aadhaar).

RELEVANT REFERENCES:



State of ICT and internet voting worldwide: There are only two countries - Estonia and UAE which have implemented online voting for internal as well as external resident citizens - several other countries have more restricted usage of Internet voting.


Problems and issues with the existing system:





About 1N1P:



Jagdeep Chokkar disses the ONOE idea - he says it will remain just a talking point and its purpose BJP sees, is lilely to distract people talking about substantive issues country faces under Modi regime. Video

About role (abuse) of money power:


Knowledge:

Sunday, December 18, 2016

Demonetization - a bungle if not a scam and now, an opportunity being squandered

Few problematic questions:
Q1. Why did PM not get enough Rs.500 notes printed three to six months before November 8, 2016 Demonetization announcement and get all ATM's ready beforehand?
Q2. Why did he not order banks to become compliant with UPI and USSD or AEPS technologies three months earlier?
Q3. Why did he not (or does he not) launch a training campaign and mobilise all teachers (in schools and colleges) and even bank staff to learn and then teach others making digital transactions?

What was he aiming for, really?



It would appear that PM was driven by the urgency of dealing a coup de grace (surgical strike) to the opposition parties in U.P. elections and he couldn't care less for other consequences (like during 2002 riots). TOI's chief cartoonist captured the situation strikingly accurately (10-Dec-2016 Page 9 of TOI A'bad).



Demonetisation is estimated to have cost India Rs.1.25 to 1.5 lac crores. Additionally demonetization is costing lives. It has already cost many lives and the way things are panning out and the utter callousness of the government in not tweaking rules in favour of the helpless and the poor, many more will die in queues, hospitals or even homes without access to their own money!

Only a very powerful Prime Minister can commit such an expensive project without consulting experts or the cabinet. Apart from the human distress and hit on economy, the humongous monetary cost may well exceed the tax on "black money" expected to be recovered or extinguished until the amnesty scheme (PMJKY) runs out on 31st March 2017

 
Modi and team have no understanding of how large scale transformative systems (like Aadhar) are rolled out. For making India go from 98% cash transactions to even 50% digital (mobile) transactions, it would take much more than exhortations by PM or enthusiasm of Niti Ayog's Amitabh Kant (he declared lucky prizes to promote digital transactions). Migration from cash to mobile money transactions could easily be justified to be scaled up and formulated as an all-time biggest project. Instead Modi is squandering this opportunity of transforming India on an important dimension. Due to a ham handed campaign, and no training resources deployed, the available technology and resources remain grossly underutilised; sadly people prefer to queue up for cash when most of them could have switched to mobile (digital money) in less time! The  bank staff could have been deployed for opening bank accounts and teaching those in the queue to learn the use of UPI or USSD enabled mobile transactions - technology and infrastructure already exist to include both smart phone users (with Internet connectivity) and feature phone users (without Internet connectivity). Queues for cash would reduce dramatically. Constraints in going digital are not mobile coverage or transactions technology coverage. In India we have over 1 billion mobile users (may be 600 million unique subscribers - i.e. practically every household).

Constraints are

1) awareness ; training and
2) individual bank accounts (practically 99% of households have bank accounts) and linking them to Aadhar (particularly important for the less literate because biometrics security enabled transactions are desirable for them).

Modi and team have bungled on estimating the gains of demonetizing on the economic front. Almost all the demonetized currency is going to get back into banking system before expiry of the deadline. Modi and team are now expecting the tax base will expand. Millions of notices will be sent out to depositors to explain their income which the Income Tax officials will want to tax or confiscate! This will be the biggest opportunity for the I-T Department, one of the most corrupt departments of the government, of milking innocent (gullible) citizens who have been lured by the Modi team to deposit funds below Rs.2. lacs by telling them that no questions will be asked.

Many individuals and political parties can deposit cash they are holding in 500 and 1,000 rupee currency without inviting any questions - for e.g. all political donations - election funds collected by parties and agricultural income are tax exempt. No wonder folks declare agricultural income which is bogus or political parties collect fictitious donations below Rs. 20,000, where source need not be declared, to launder or hoard black money (hoarding black money also helps in making expenses below the table). Since cash withdrawals have been controlled by RBI (at the behest of Modi government), in the U.P. elections, the BJP is expected to have an advantage. Due to insider knowledge, ruling party and their friends, would have had enough time ahead of November 8, 2016 to park cash properly. Bank deposits in September and October 2016 had spiked like never before! Will these be investigated?

It would seem very unlikely that Congress would not have dug up evidence of insider machinations of the Demonetizing project engineers. After all this is not a small size project. If one party chooses not to expose another party, it can only be due to a quid pro quo.

What will Modi Government do with the surge in bank deposits? The politically smart idea of demonetization, of impairing the financial muscle of opponents, could boomerang soon with cash starved people getting restless in North India. Modi government needs to recapitalise banks due to mounting NPAs. Also the ruling party bosses may want to make good their promise to masses to recover back black money and gift the poor people some (or part of the Rs.15 lacs promised to each). BJP strategists may also favour meeting many other political demands prior to elections (Niti Ayog team talks of big data but the cash distribution to 1.25 bank branches, 1.5 lac ATMs and 1.6 lac Post-offices is hardly being informed and guided by a coherent policy). Meanwhile, Congress has preempted one populist gimmick of loan waiver to farmers. One needs to wait and see what BJP decides to do with (temporarily) bloated bank deposits.

India's freedom from black money and corruption will not come from demonetization. It may not even come from converting cash dominated economy to digital transactions dominated economy, although that is a great opportunity and it must not be foregone due to lack of energy or ham handed execution. Freedom from corruption will not come without reforms in political funding rules and utterly unrealistic caps on election expenses that force out honest and meritorious aspirants and reward candidates who are crooked or who give in to crooked practises :(